OPERATIONAL DUE DILIGENCE AND COMPLIANCE MADE EASY
PLIA provides counterparty management for buy side and sell side. Compliance is made easy with counter-party risk analysis and evaluation. Perform operational due diligence and comply with Rule 2016(4)-7: The Compliance Rule: Task Management and Documentation.
Best-in-class, cloud-based workflow and reporting tools
Enhance your firm’s counter-party risk management and assist in meeting regulatory requirements
Streamlines requests and delivery of counter-party information onto a single electronic platform
Tools to analyze and report on all counterparty information for compliance records, due diligence committees and SEC audits
Single source repository
PLIA turns policy into practice