tradeinformatics

Empire State Building

350 Fifth Avenue, Suite 4500

New York, NY 10118

 

info@tradeinformatics.com

© 2019  tradeinformatics

PLIA

SIMPLIFY

OPERATIONAL DUE DILIGENCE AND COMPLIANCE MADE EASY

PLIA provides counterparty management for buy side and sell side. Compliance is made easy with counter-party risk analysis and evaluation. Perform operational due diligence and comply with Rule 2016(4)-7: The Compliance Rule: Task Management and Documentation.

COUNTERPARTY MANAGEMENT

  • Best-in-class, cloud-based workflow and reporting tools

  • Enhance your firm’s counter-party risk management and assist in meeting regulatory requirements

  • Streamlines requests and delivery of counter-party information onto a single electronic platform

  • Tools to analyze and report on all counterparty information for compliance records, due diligence committees and SEC audits

  • Single source repository

  • PLIA turns policy into practice